MiFID II: Where Will All The Research Analysts Go?
February 16, 2017

MiFID II, an upcoming piece of legislation from European Union regulators, upends the traditional linkage between trading commissions and investment research in ways both the money management and brokerage industries have yet to fully understand.

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 ETFs – You’re (Probably) Doing It Wrong
January 19, 2017

US listed exchanged traded funds are coming off a banner year in 2016 with $298 billion of inflows – a new annual record for this still-growing investment vehicle.

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Tick Size Pilot Update
January 4, 2017

The Tick Size Pilot (TSP) program is the most notable change to U.S. equity market structure in a decade, and at Convergex, we are watching its progress with considerable interest. Below is our latest analysis of the TSP and the results may surprise you.                                                                   Read More >

SEC Equity Market StructureFixed Income Q&A with Eric Noll, President & CEO, Convergex
December 1, 2016

Following his participation in the Fixed Income session at the 56th WFE General Assembly & Annual Meeting in Colombia,
Eric Noll talks us through the big topics to come out of the panel.

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Convergex Analysis – Tick Size Pilot Program
September 13, 2016

The upcoming Tick Size Pilot Program may be the most significant change to the U.S. financial market structure in over 10 years. Convergex recently conducted an analysis regarding the Tick Size Pilot Program and the results may surprise you.                                                                              Read More >

Convergex Announces Blueprint for Growth
May 19, 2016

Convergex is pleased to announce the official launch of its Blueprint for Growth. This strategic initiative reinforces the firm’s innovation and how it consistently strives to align its goals with those of its clients. Read More >


WritingComment Letter on Structural Changes in The U.S. Treasury Market
March 16, 2016

Comments on the Department of the Treasury seeking public comment on structural changes in the U.S. Treasury market. Read More >



Transparency in ATS Trading: What’s Best for Investors?Transparency in ATS Trading: What’s Best for Investors?
December 16, 2015

Convergex firmly supports the Securities and Exchange Commission’s (SEC) recently proposed rules to enhance the operational transparency and regulatory oversight of alternative trading systems. Read More >



move_the_markets_to_price-customer_order_priority_system-300x200Move The Markets To A Price-Customer Order Priority System
September 8, 2015

Since being appointed to the Securities and Exchange Commission’s Equity Market Structure Advisory Committee, I have been an advocate for a new order priority for markets that grants priority to customer orders. I firmly believe that the time is right for investors to have priority over other market participants, thus restoring investor confidence and ensuring a more robust and fair market structure. Read More >



An Update on The SEC Equity Market Structure Advisory Committee
May 20, 2015

Eric Noll, Convergex President and Chief Executive Officer, provides an overview and update on the first SEC Equity Market Structure Advisory Committee meeting. Read More >